Rosie Allan Archives - The Industry Spread

FINRA’s Four Pillars of Corporate Values

August 26, 2019

The Financial Industry Regulatory Authority (FINRA) has hammered down its own corporate values. 

Rosie Allan, FINRA’s Senior Director for Organization Development was the latest guest on FINRA’s podcast Unscripted. 

In her role, Allan noted that she is charged with developing a framework for FINRA’s values which she described with four pillars: collaboration, expertise, innovation, and responsibility.