December 6, 2019
The Bank of England, PRA and FCA have today published a shared policy summary and co-ordinated consultation papers on new requirements to strengthen operational resilience in the financial services sector.
November 19, 2019
PRA and FCA publish Decision Notices given to former CEO who paid excessive remuneration to his wife to reduce his tax liability
August 13, 2019
The Climate Financial Risk Forum (CFRF) co-chaired by the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA), met for the second time in July 2019.
May 31, 2019
The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have fined R. Raphael & Sons plc (“Raphaels”) for failing to manage its outsourcing arrangements properly between April 2014 and December 2016.
April 9, 2019
FCA and ASIC today announced they have agreed two Memoranda of Understanding to ensure there is continuity once UK leaves the European Union.
March 16, 2019
On Friday 8 March, the PRA and FCA hosted the first meeting of the Climate Financial Risk Forum (CFRF). The objective of the CFRF is to build capacity and share best practice across financial regulators and industry to advance financial sector responses to the financial risks from climate change.
February 19, 2019
The temporary permissions regime will mitigate the outcome of a possible hard Brexit. Nevertheless, thorough preparations by financial institutions are necessary.
July 29, 2018
This supervisory statement sets out the Prudential Regulation Authority’s (PRA) expectations in respect of the reporting of sensitivities of solvency position to various changes in market risk. The firms in …
Continue reading “Solvency II: Data Collection of Market Risk Sensitivities”
July 27, 2018
Bank of England, PRA, FCA and PSR review Memorandum of Understanding in relation to payment systems in the UK The Bank of England (BoE), the Financial Conduct Authority (FCA), the …
Continue reading “Payment Systems Memorandum of Understanding”
July 27, 2018
The Financial Conduct Authority (FCA) has today published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2017/18. Highlights from this …
Continue reading “FCA Publishes Annual Report and Accounts 2017/18”
