OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
NFA Bars Chicago Commodities Firm
“NFA has permanently barred Systra LLC (Systra), an NFA Member commodity trading advisor located in Chicago, Ill., and its sole principal and associated person Robert H. Kopp from membership and from acting as a principal…
NFA Summarizes Most Recent Board Meeting
The National Futures Association is the SRO for the futures industry in the US; it held its most recent board meeting last month. Thomas Sexton is the Chief Executive Officer of the NFA, and he…
NFA Bars Commodity Pool Operator
The NFA announced the action against Beverstone Fund Management. “NFA has permanently barred Beverstone Fund Management (Beverstone), an NFA Member commodity pool operator and commodity trading advisor located in George Town, Cayman Islands, and its…
NFA Sanctions a Wells Fargo Division
The National Futures Association, the futures industry SRO, cited a swap dealer division of Wells Fargo Division recently and ordered that dealer to pay $2,500,000. “On August 9, 2019, the Committee issued a complaint against…
NFA Leader Speaks on the Hill
The self-regulatory organization (SRO) overseeing derivatives was in front of Congress, laying out its vision. The National Futures Association (NFA) is the SRO for the derivatives industry and NFAs President, Thomas Sexton, was one of four witnesses to…
Futures SRO Talks Budget
The National Futures Association (NFA) is an SRO which governs futures participants and Futures SRO Talks about its budget too. “In 1974, Congress established the Commodity Futures Trading Commission (CFTC). The same legislation that established…
IG Group Receives Regulatory Approval from National Futures…
IG Group's dream of opening a US subsidiary got a major boost this Tuesday after it received regulatory approval from the National Futures Association (NFA), a self-regulatory organisation that governs the American derivative market. With…
SEC Stops Fraudulent ICO That Falsely Claimed SEC…
Washington D.C., Oct. 11, 2018 — The Securities and Exchange Commission today announced that it has obtained an emergency court order halting a planned initial coin offering (ICO), which backers falsely claimed was approved by…