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OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
Ross Mc Ewan Appointed As CEO of National…
As per recent announcement made by National Australia Bank, one of the four largest financial institutions in Australia, the firm has hired former RBS head Ross Mc Ewan to serve as it’s now CEO. As…
Clearstream Buys Ausmaq, Enters Australian Investment Fund Industry
The steady growth seen within the Australian investment fund industry is underpinned by the requirement to make 9.5 per cent compulsory salary contributions to the superannuation industry. Ausmaq customers can look forward to benefitting from…
Former NAB financial adviser, Max Eung, charged
Following an ASIC investigation, Max Kiattisak Eung, of Tempe, New South Wales has been charged with two offences of obtaining financial advantage by deception. ASIC alleges that between March 2016 and December 2016, Mr Eung…
Adelaide financial adviser banned for five years
ASIC has banned Adelaide-based adviser Peter Anthony Chigwidden from providing financial services for a period of five years. Following a review of Mr Chigwidden’s advice, ASIC found that Mr Chigwidden consistently failed to address the…
ASIC accepts variation to NAB enforceable undertaking to…
ASIC has accepted a variation to an enforceable undertaking provided by National Australia Bank Limited (NAB) relating to its wholesale spot FX business. The variation imposes additional undertakings after an independent expert's report identified significant…
Federal Court finds Westpac traded to affect the…
Justice Beach of the Federal Court today found that Westpac engaged in unconscionable conduct under s12CC of the Australian Securities and Investments Commission Act 2001 (Cth) by its involvement in setting the bank bill swap reference rate…