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OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
Townsville Financial Adviser Pleads Guilty to Dishonestly Using…
On 30 March 2020, Mr Anthony Vivian Dick, a former financial adviser based in Townsville pleaded guilty to eleven counts of dishonestly applying to his own use, property belonging to another, contrary to section 408C(1)(a)…
MAS to Issue Up to Five Digital Bank…
Singapore, 28 June 2019… The Monetary Authority of Singapore (MAS) announced today that it will issue up to five new digital bank licences. This is in addition to any digital banks that the Singapore banking…
SEC Adopts Amendments to Improve the Application of…
Washington D.C., June 18, 2019 — The Securities and Exchange Commission adopted amendments to the auditor independence rules relating to the analysis that must be conducted to determine whether an auditor is independent when the…
SEC Announces 2019 Government-Business Forum to Be Held…
Washington D.C., June 12, 2019 — The Securities and Exchange Commission today announced that it will host the 38th annual Government-Business Forum on August 14, 2019, in Omaha, Nebraska. The Forum provides a platform to…
SEC Updates List of Firms Using Inaccurate Information…
Washington D.C., June 10, 2019 — The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use Inaccurate information to solicit primarily non-U.S. investors, adding 11 soliciting entities, four…
The Federal Council adopts dispatch on AEOI with…
Bern, 29.05.2019 - During its meeting on 29 May 2019, the Federal Council adopted the dispatch on the introduction of the automatic exchange of financial account information (AEOI) with 19 further partner states. Entry into force is planned…
Chairman Giancarlo to Receive Freedom of the City…
Washington, DC — Commodity Futures Trading Commission (CFTC) Chairman J. Christopher Giancarlo has been nominated to receive the Freedom of the City of London on Tuesday, June 4, 2019. “I am deeply humbled by this honor,”…
FMA Research Highlights Gap Between What Investors Expect…
An FMA research project with investors, directors, managers and auditors has identified reasonable levels of confidence in audit quality, but also a serious gap in the expectations of investors and what auditors deliver. The FMA…