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OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
UBS to Pay $10 Million for Violating Rules…
Washington D.C., July 20, 2020 — The Securities and Exchange Commission today announced that UBS Financial Services Inc. has agreed to pay more than $10 million to resolve charges that it circumvented the priority given…
SEC Charges Wind Turbine Company and Individuals With…
Washington D.C., July 14, 2020 — The Securities and Exchange Commission - SEC today announced charges against Thunderbird Power Corp., an Arizona-based company claiming to be developing a wind turbine technology, and three individuals for…
Telegram to Return $1.2 Billion to Investors and…
Washington D.C., June 26, 2020 — The Securities and Exchange Commission announced today that it obtained court approval of settlements with Telegram Group Inc. and its wholly owned subsidiary TON Issuer Inc. to resolve charges…
SEC Charges Issuer, CEO, and Lobbyist With Defrauding…
Washington D.C., June 25, 2020 — The Securities and Exchange Commission today charged NAC Foundation, its Chief Executive Officer Marcus Andrade, and political lobbyist Jack Abramoff with conducting a fraudulent, unregistered offering of AML BitCoin,…
Canadian Securities Regulators Collaborate to Protect Investors and…
Montreal – The Canadian Securities Administrators (CSA) today released its fiscal year 2019/20 Enforcement Report, which outlines how securities regulators are protecting investors and the integrity of Canada’s capital markets. Highlights from the fiscal year 2019/20 Enforcement…
KiwiSaver Investors to See How Much They May…
KiwiSaver investors will see how much money their KiwiSaver investments could provide at age 65, in Retirement when they open their annual statements this year. Launching a campaign to help KiwiSaver members interpret their statements,…
Unregistered $25.5 Million ICO Issuer to Return Money…
Washington D.C., May 28, 2020 — The Securities and Exchange Commission today announced charges against blockchain services company BitClave PTE Ltd. headquartered in San Jose, California, for conducting an unregistered initial coin offering (ICO) of…
Canadian Securities Regulators Provide Update to Investors in…
Montreal – As the COVID-19 pandemic causes continued uncertainty in the economy and the capital markets, the Canadian Securities Administrators (CSA) has been working to protect and educate investors. “We understand this is a…