OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
SEC Announces New Investor Advisory Committee Members
Washington D.C., May 15, 2020 —The Securities and Exchange Commission - SEC today announced the appointment of six new members to its Investor Advisory Committee. The Committee was established under the Dodd-Frank Wall Street Reform…
IIROC Confirms Experience with Investor Issues a Critical…
February 24, 2020 (Toronto, Ontario) – The Investment Industry Regulatory Organization of Canada (IIROC) today announced that the criteria used to identify candidates for upcoming Independent Director positions on its Board has been formally amended…
State Street’s Investor Confidence Index Down in December
State Street Global Markets announced that Investor Confidence declined in December by 1.3 points to 79.7, from November’s revised reading of 81.0. The index measures investor confidence or risk appetite quantitatively by analyzing the actual…
Sydney Ifergan Appointed AS CMO of ExMarkets
ExMarkets, a digital asset exchange platform owned by Germany based blockchain tech firm Lighthouse Blockchain Technology GmbH recently revealed in an announcement that it has made an addition to its senior level management team. As…
FCA Urges Remaining Victims of Churchgate Trading Syndicate…
The Financial Conduct Authority (FCA) urges members of the public who lost money in an unauthorised scheme called the Churchgate Trading Syndicate and who may be eligible to receive some of their money back, to…
SEC Charges New Defendant in $43 Million Tribal…
Washington D.C., June 26, 2019 — The Securities and Exchange Commission today charged a Los Angeles man for his role in a fraudulent tribal bonds scheme to gain undisclosed control over two registered investment advisers…
Investor Alert: The Perils of Pension Income Deals
A pension provides something extremely valuable to any retiree: Guaranteed income. A pension pays a monthly annuity for the life of the pension holder. If you are a retiree receiving an annuity, or an active…
Wedbush to Pay More Than $8.1 Million for…
Washington D.C., June 18, 2019 — The Securities and Exchange Commission today announced that Wedbush Securities Inc. will pay more than $8.1 million to settle charges for improper handling of "pre-released" American Depositary Receipts (ADRs).…