OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
SEC Seeks Emergency Relief to Halt Ponzi Scheme…
Washington D.C., June 3, 2019 — The Securities and Exchange Commission today announced an emergency action charging a recent college graduate with orchestrating a Ponzi scheme that targeted college students and young investors. The SEC…
SEC Seeks Emergency Relief to Halt Prominent New…
Washington D.C., May 23, 2019 — The Securities and Exchange Commission filed an emergency action charging Robert C. Morgan, a New York residential and commercial real estate developer, and two of his entities, Morgan Mezzanine…
SEC Charges Founder of Online Gaming Company Defrauding…
The Securities and Exchange Commission today charged Robert Alexander with fraudulently raising approximately $9 million from more than 50 individuals by selling investments in Kizzang LLC, a purported online gaming business. According to the SEC's…
Court Winds up CFS Private Wealth and Bans…
Following an ASIC investigation, the Federal Court of Australia has wound up Australian financial services Licensee CFS Private Wealth Pty Ltd and Combined Financial Solutions Pty Ltd, a corporate authorised representative of CFS Private Wealth,…
CFTC and State of Utah Amend Their Complaint…
The Commodity Futures Trading Commission (CFTC) and the Utah Department of Commerce, Division of Securities, through its Attorney General (State of Utah) filed an amended complaint alleging that Denise Gunderson Rust(Denise Rust) and Joshua Daniel Rust (Joshua Rust)…
Three Developers Settle Charges of Fraudulent EB-5 Offering
Washington D.C., Dec. 12, 2018 — The Securities and Exchange Commission today announced that three Houston-area developers have agreed to settle charges that they misused investor funds raised from 90 Chinese investors under the EB-5…