OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
SIX Trading Key Figures: Year 2018
Twelve companies completed listings – among them the third-largest IPO in Europe Trading turnover of CHF 1361.3 billion (+ 1.1% year-on-year, average daily trading turnover of CHF 5.5 billion) Market share of SIX in Swiss…
SEC Adopts FAIR Act Rules Promoting Research Reports…
Washington D.C., Nov. 30, 2018 — The Securities and Exchange Commission today adopted rules and amendments designed to promote research on mutual funds, exchange‑traded funds, registered closed-end funds, business development companies, and similar covered investment funds. These…
FMA Publishes 2018 Audit Quality Report & Directors’…
The Financial Markets Authority’s Audit Quality Report 2018 expresses concern at the continued inconsistencies in audits provided by the same firm, while noting the overall quality of audits has improved in recent years. Reviews have also highlighted…
The FCA Consults on its Approach Ahead of…
The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the EU on 29 March 2019 without an implementation period. It also set out its…
Canadian Securities Regulators Publish Amendments to Finalize Alternative…
Toronto - The Canadian Securities Administrators (CSA) today published amendments that establish a comprehensive Mutual Funds framework for alternative mutual funds (currently called commodity pools) and streamline the regulation of non-redeemable investment funds. "These amendments mark a new…
MAS Introduces New Corporate Structure to Enhance Fund…
Singapore, 10 September 2018… The Monetary Authority of Singapore (MAS) has finalised the features of the new corporate structure for funds , the Variable Capital Company (VCC)1. This follows from the public consultation in March…
SEC Modernizes the Delivery of Fund Reports and…
Washington D.C., June 5, 2018 Yesterday, the Commission voted to improve the experience of investors who invest in mutual funds, ETFs and other investment funds. In three related releases, the Commission provided a new, optional…
ECB: Financial stability conditions in euro area remain…
24 May 2018 Improved economic conditions support financial stability environment Risk-taking in most financial markets gained momentum Bank profitability improved, but structural vulnerabilities remain Systemic risk for the euro area has remained low over the…