OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
Court Imposes Longest-Ever Sentence Resulting from BCSC Criminal…
Vancouver – A Parksville man has been sentenced to four and a half years in prison for defrauding two B.C. investors of more than half a million dollars, the longest sentence ever imposed as a…
SEC Shuts Down $300 Million Fraud Perpetrated by…
Washington D.C., Aug. 29, 2019 — The Securities and Exchange Commission today announced it has filed charges and obtained a consented-to asset freeze against San Diego-based ANI Development LLC, its principal, Gina Champion-Cain, and a…
SEC Charges Broker-Dealer and CEO With Supervision Failures…
Washington D.C., Aug. 21, 2019 — The Securities and Exchange Commission yesterday charged New York-based broker-dealer AOC Securities LLC, and its former chief executive officer, Ronaldo Gonzalez, with failing to supervise an AOC broker related…
CFTC Announces $2 Million Award to Joint Whistleblowers
Washington, DC — The Commodity Futures Trading Commission (CFTC) announced today an award of approximately $2 million to two model joint whistleblowers who provided the agency with significant information that prompted the CFTC to open…
21 Charges Filed by FMA Act Against Man…
The Financial Markets Authority has charged a man with offences under the Crimes Act and the FMA Act at the Manukau District Court. He has been charged with: 16 charges of obtaining by deception under…
SEC Charges Lumber Liquidators With Fraud
The Securities and Exchange Commission today announced charges against Lumber Liquidators Holdings Inc. for making fraudulent misstatements to investors. The charges stem from Lumber Liquidators’ false public statements in response to media allegations that the…
SEC Charges Cognizant and Two Former Executives With…
Cognizant Technology Solutions Corporation has agreed to pay $25 million to settle charges that it violated the Foreign Corrupt Practices Act ( FCPA Violations ), and two of the company’s former executives were charged for…
SEC Charges Former Senior Attorney at Apple With…
The Securities and Exchange Commission today filed insider trading charges against a former senior attorney at Apple whose duties included executing the company’s insider trading compliance efforts. The SEC’s complaint alleges that Gene Daniel Levoff,…