OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
IIROC Congratulates Bank of Canada on the Implementation…
June 15, 2020 (Toronto, Ontario) – The Investment Industry Regulatory Organization of Canada (IIROC) today congratulates the Bank of Canada on its new role as administrator of the Canadian Overnight Repo Rate Average (CORRA), a…
IIROC calls for consolidation ofself-regulatorsto better serve and…
IIROC and MFDA consolidation would save hundreds of millions of dollars of duplicative regulation June 9, 2020 (Toronto, Ontario) – The Investment Industry Regulatory Organization of Canada (IIROC) today released its proposal, "Improving Self-Regulation for…
CSA Expands IIROC’s Role as Information Processor for…
June 4, 2020 (Toronto, Ontario) – The Investment Industry Regulatory Organization of Canada (IIROC) today welcomed the Canadian Securities Administrators’ (CSA) decision to expand IIROC’s role as Information Processor (IP) of government debt securities, in…
IIROC Nominates Three New Independent Directors to Its…
May 28, 2020 (Toronto, Ontario) – The Investment Industry Regulatory Organization of Canada (IIROC)today nominated candidates for three upcoming Independent Director positions on its Board – all of whom extensively meet the criteria of direct…
IIROC Enforcement Report Highlights Progress Made in Enhancing…
May 11, 2020 (Toronto, Ontario) – The Investment Industry Regulatory Organization of Canada (IIROC) today released its annual Enforcement Report, which includes highlights of key cases prosecuted and the progress in enhancing its legal authority…
IIROC Statement: COVID-19 Preparedness
IIROC Statement: COVID-19 Preparedness - The health and safety of our employees and all Canadian market participants is of paramount importance to IIROC. As such, IIROC has been in close communication with internal and external…
IIROC Confirms Experience with Investor Issues a Critical…
February 24, 2020 (Toronto, Ontario) – The Investment Industry Regulatory Organization of Canada (IIROC) today announced that the criteria used to identify candidates for upcoming Independent Director positions on its Board has been formally amended…
New Brunswick Introduces Legislation to Strengthen Investor Protection
November 22, 2019 (Toronto, Ontario) – The Investment Industry Regulatory Organization of Canada (IIROC) today applauded the Government of New Brunswick for introducing legislation to strengthen investor protection, and safeguard seniors and vulnerable retail investors.…