July 8, 2020
Washington, D.C. — The Commodity Futures Trading Commission – CFTC issued two orders today filing and resolving charges for fraud, unauthorized and fictitious trading, and failing to diligently supervise the …
June 24, 2020
Washington D.C., June 19, 2020 — The Securities and Exchange Commission – SEC today announced that it filed an emergency action and obtained a temporary restraining order and asset freeze …
Continue reading “SEC Emergency Action Halts Brothers’ Cryptocurrency Offering Fraud”
June 3, 2020
Washington, D.C. — The Commodity Futures Trading Commission – CFTC today announced that the U.S. District Court for the Southern District of New York entered a consent order for permanent …
May 15, 2020
Washington D.C., May 12, 2020 —The Securities and Exchange Commission today announced that it has obtained the appointment of a receiver over Florida-based investment adviser TCA Fund Management Group Corp., …
Continue reading “SEC Obtains Receiver Over Florida Investment Adviser Charged With Fraud”
March 19, 2020
Washington D.C., March 16, 2020 — Today, jurors in New Haven, Connecticut, federal court returned a verdict in the Securities and Exchange Commission‘s favor against an investment adviser and its …
Continue reading “Jury Finds Investment Adviser and its Owner Liable for Fraud”
January 25, 2020
Washington D.C., Jan. 22, 2020 —SEC awards Whistleblowers whose information helped stop fraud. The Securities and Exchange Commission today announced two whistleblower awards in connection with two separate enforcement actions. …
Continue reading “SEC Awards Whistleblowers Whose Information Helped Stop Fraud”
January 25, 2020
Washington D.C., Jan. 23, 2020 — The Securities and Exchange Commission today announced that it has obtained a court order authorizing the distribution of over $63 million to investors in …
January 11, 2020
Washington D.C., Jan. 3, 2020 — The Securities and Exchange Commission today announced that Longfin Corp. CEO Venkata S. Meenavalli has agreed to pay $400,000 in disgorgement and penalties to …
December 15, 2019
Washington D.C., Dec. 10, 2019 — The Securities and Exchange Commission today announced that it has obtained a temporary restraining order and asset freeze against a California solar panel company …
Continue reading “SEC Obtains Asset Freeze to Halt Alleged Offering Fraud”
November 28, 2019
The Securities and Exchange Commission today amended a complaint to charge four former executives of Outcome Health, a private healthcare advertising company, with fraud in raising nearly half a billion dollars by falsely …
Continue reading “SEC Charges Former Top Executives of Outcome Health with Fraud”
