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OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
FCA Warns Against Fake Pepperstone Clone
The Financial Conduct Authority, the financial watchdog in the UK, has issued a warning against a clone of the leading FCA-authorized broker Pepperstone. The fraudsters are using the details of the renowned trading company in…
SEC Charges Trustify Inc. and Founder in $18.5…
Washington D.C., July 24, 2020 — The Securities and Exchange Commission today charged Trustify Inc., an online marketplace purportedly designed to connect customers to a network of private investigators, and its founder and CEO Daniel…
Special Bulletin on COVID-19: Trends in Money Laundering…
The Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) is committed to supporting reporting entities in managing their money laundering and terrorism financing risks during these unprecedented times. In addition to the guidance and…
CFTC Orders Illinois Resident and Broker to Pay…
Washington, D.C. — The Commodity Futures Trading Commission - CFTC issued two orders today filing and resolving charges for fraud, unauthorized and fictitious trading, and failing to diligently supervise the handling of a customer account…
SEC Emergency Action Halts Brothers’ Cryptocurrency Offering Fraud
Washington D.C., June 19, 2020 — The Securities and Exchange Commission - SEC today announced that it filed an emergency action and obtained a temporary restraining order and asset freeze against two Pennsylvania-based brothers and…
CFTC Obtains $700,000 Judgment Against New York Man…
Washington, D.C. — The Commodity Futures Trading Commission - CFTC today announced that the U.S. District Court for the Southern District of New York entered a consent order for permanent injunction against defendant Eyal Alper…
SEC Obtains Receiver Over Florida Investment Adviser Charged…
Washington D.C., May 12, 2020 —The Securities and Exchange Commission today announced that it has obtained the appointment of a receiver over Florida-based investment adviser TCA Fund Management Group Corp., its affiliate TCA Global Credit…
Jury Finds Investment Adviser and its Owner Liable…
Washington D.C., March 16, 2020 — Today, jurors in New Haven, Connecticut, federal court returned a verdict in the Securities and Exchange Commission's favor against an investment adviser and its owner. The jury found that Westport…