ASIC

Doing the Right Thing by Your Customers: ASIC…

Today ASIC initiated public consultation on new standards about how financial firms handle consumer and small business complaints. The proposed standards, which include new mandatory data reporting, will improve the way that consumer complaints are…

FCA

FCA Sets out its Business Plan Priorities for…

The Financial Conduct Authority (FCA) has today published its Business Plan for 2019/20, which outlines the key priorities for the coming year. As the UK finalises preparations to leave the European Union, the immediate priority will…

APRA

APRA Welcomes IMF Report on Australian Financial System

The Australian Prudential Regulation Authority (APRA) welcomes the IMF’s Financial Sector Assessment Program (FSAP) report on Australia [1], which concluded that the Australian financial system has been further strengthened since the IMF’s previous assessment in…

BaFin

BaFin: Illegal investment schemes

Illegal investment schemes, When business transactions or financial services are provided without authorisation from BaFin Enticed by promises of incredible profits from sure-fire financial bets, consumers daily invest their money in non-licensed offers taking the form…