OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
Dishonesty Charges Laid Against Former Melbourne Financial Planner
Mr Bradley Grimm, former Melbourne financial planner, has been charged with 13 dishonesty offences while running a financial services business. Mr Grimm appeared via counsel in the Melbourne Magistrates Court today. ASIC alleges between 18…
ASIC Bans Former Director of AGM Markets From…
ASIC has banned Yossef Ashkenazi, also known as Yossi Ashkenazi, of Caulfield South, Victoria, from providing financial services for a period of eight years. On 5 November 2018, ASIC cancelled the Australian Financial Services (AFS) licence…
ASIC Permanently Bans Unlicensed Financial Adviser
Unlicensed financial adviser, Mr Senen Pousa, has been permanently banned from providing financial services or engaging in credit activity. Mr Pousa, the former director of Investment Intelligence Corporation Pty Ltd (IIC) was banned after engaging…