May 20, 2019
The FMA carried out a risk-based assessment of independent audit reports for reporting entities it supervises in February this year, targeting 69 reporting entities. The FMA supervises around 800 reporting entities, of whom roughly two-thirds define themselves as financial advisers.
March 18, 2019
The Financial Markets Authority (FMA) is to remove the expiry dates for all licences issued under the Financial Markets Conduct Act 2013 in a process expected to be complete by the middle of 2019.
March 8, 2019
ANZ has sought leave to appeal the decision to the Supreme Court and to maintain confidentiality over the judgment. Some details in the judgment are redacted because of this.
February 24, 2019
A new online tool called Smart Investor Tool enables Kiwis to search and compare New Zealand investments such as KiwiSaver, shares, bonds and other types of managed products for the first time.
January 31, 2019
NZX and the Financial Markets Authority (FMA) have initiated an industry-led review of New Zealand’s capital markets. Capital Markets 2029 is designed to deliver a ten-year vision and growth agenda for the sector.
December 2, 2018
The Financial Markets Authority’s Audit Quality Report 2018 expresses concern at the continued inconsistencies in audits provided by the same firm, while noting the overall quality of audits has improved in recent years.
June 7, 2018
24 May 2018 The Financial Markets Authority (FMA) and NZX Regulation (NZXR) today published a study carried out by Victoria University student Anna Hensen, ‘New Zealand Equity Market Cleanliness for …
Continue reading “Market cleanliness summer scholarship study published”
May 27, 2018
An article by Reserve Bank Governor Adrian Orr. A key task of the Reserve Bank is to promote a sound and efficient financial system. The Financial Stability Report due out 30 May …
