OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
In CFTC Action, Former Trader Krishna Mohan Admits…
CFTC Order Recognizes Mohan’s Entry into a Cooperation Agreement with the Division of Enforcement The Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against Krishna Mohan (Mohan), in which Mohan admits to…
SEC Charges Four Public Companies With Longstanding ICFR…
The Securities and Exchange Commission today announced settled charges against four public companies for ICFR Failures for seven to 10 consecutive annual reporting periods. Two of the charged companies also failed to complete the required evaluation of…
CFTC Commissioner Dan Berkovitz Announces Staff Appointments
Washington, DC — Commodity Futures Trading Commission (CFTC) Commissioner Dan Berkovitz announced that Erik Remmler will serve as Chief of Staff and Lucy Hynes will serve as Special Counsel. Commissioner Berkovitz commented: “I am very glad…
Kurt Gottschall Named Director of SEC’s Denver Office
Washington D.C., Nov. 19, 2018 — The Securities and Exchange Commission today announced that Kurt L. Gottschall has been named Director of the Denver Office. Mr. Gottschall began working in the Division of Enforcement in…
CFTC Says Millennials Vulnerable to Scams
[caption id="attachment_317855" align="alignleft" width="196"] James McDonald, CFTC’s Director of the Division of Enforcement[/caption] The Commodities Futures Trading Commission’s (CFTC) head of enforcement noted that scammers are using some of the most popular technology to target…