ICE, Intercontinental Exchange

Credit Suisse Joins ICE ETF Hub As An…

ATLANTA & NEW YORK--(BUSINESS WIRE)-- Intercontinental Exchange, Inc. (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, today announced that Credit Suisse has joined the ICE ETF…

ICE, Intercontinental Exchange

ICE Clear Credit Announces Record Quarter and Expands…

ATLANTA & NEW YORK--(BUSINESS WIRE)-- Intercontinental Exchange, Inc. (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, today announced it cleared a record amount of notional volume…

US Securities and Exchange Commission - VALIC

SEC Orders Credit Rating Agency to Pay $3.5…

Washington D.C., May 15, 2020 — The Securities and Exchange Commission today charged New York-based credit rating agency Morningstar Credit Ratings LLC for violating a conflict of interest rule designed to separate credit ratings and…

ASIC

ASIC Cancels Retail OTC Derivative Issuer Berndale Capital…

ASIC has cancelled Melbourne based retail OTC derivative issuer, Berndale Capital Securities Pty Ltd’s (Berndale) Australian Financial Services (AFS) licence. ASIC has also banned Stavro D’Amore, of Middle Park, Victoria, a former director of Berndale,…