Sarwa Robo Advisory

Robo Advisory Firm Sarwa First to Graduate from…

Robo-advisory firm Sarwa has become the first participant to graduate from the Dubai Financial Services Authority's regulatory sandbox following nearly 12 months of testing. Having been granted an Innovation Testing Licence from the regulator, Sarwa offers…

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NSE to Test e-Voting Using Blockchain

National Stock Exchange of India Ltd (NSE) is conducting tests to use blockchain for e-voting for listed companies on the Elemential Labs platform. The pilot involves setting up a blockchain to connect the regulator with…

Observations on Culture at Financial Institutions and the…

[caption id="attachment_91111" align="alignleft" width="225"] Jay Clayton, SEC Chairman[/caption] Speech: Chairman Jay Clayton New York, NY June 18, 2018 Thank you Bill [Dudley] for that kind introduction and for inviting me to speak today.[1] I’m planning to…

IIROC secures stronger enforcement

[caption id="attachment_310124" align="alignleft" width="140"] Andrew J. Kriegler, IIROC President and CEO[/caption] IIROC secures stronger enforcement authority thanks to passage of new Manitoba securities legislation Manitoba legislative changes strengthen investor protection June 5, 2018 (Winnipeg, Manitoba)…

CFTC and SEC Chairs Face Appropriations Committee

The heads of American trading two most important regulators continued their journey through the gauntlet of the federal budget process. Christopher Giancarlo, the head of the Commodities Futures Trading Commission (CFTC), and Jay Clayton, the…