OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
National Survey: Investors Support Proposed IIROC Enforcement Alternatives
Canadians favour flexible, proportionate approach to discipline. November 8, 2018 (Toronto, Ontario) – A majority of Canadian investors surveyed for the Investment Industry Regulatory Organization of Canada (IIROC) support the regulator’s proposals to provide alternative…
Robo Advisory Firm Sarwa First to Graduate from…
Robo-advisory firm Sarwa has become the first participant to graduate from the Dubai Financial Services Authority's regulatory sandbox following nearly 12 months of testing. Having been granted an Innovation Testing Licence from the regulator, Sarwa offers…
NSE to Test e-Voting Using Blockchain
National Stock Exchange of India Ltd (NSE) is conducting tests to use blockchain for e-voting for listed companies on the Elemential Labs platform. The pilot involves setting up a blockchain to connect the regulator with…
Japan’s FFAJ Reports Declining Volumes Growth Across All…
The Financial Futures Association of Japan (FFAJ) on Thursday reported the second-quarter results of member activity. The self-regulatory body established in 1989 was created to govern the Japanese futures market and currently, it has 141…
CBOE Looking to Launch Ethereum Futures Before the…
After the successful launch of Bitcoin futures in 2017, CBOE Global Markets, the largest options and futures exchange in the U.S. is now attempting to bring Ethereum Futures before the end of 2018. At present,…
Grievances Against Coinbase Shoots Up, Users Reports to…
The world's most popular and trusted cryptocurrency exchange Coinbase is facing serious allegations from its users and has filed complaints with SEC saying that they have lost thousands of dollars due to the mismanagement by…
Observations on Culture at Financial Institutions and the…
[caption id="attachment_91111" align="alignleft" width="225"] Jay Clayton, SEC Chairman[/caption] Speech: Chairman Jay Clayton New York, NY June 18, 2018 Thank you Bill [Dudley] for that kind introduction and for inviting me to speak today.[1] I’m planning to…
IIROC secures stronger enforcement
[caption id="attachment_310124" align="alignleft" width="140"] Andrew J. Kriegler, IIROC President and CEO[/caption] IIROC secures stronger enforcement authority thanks to passage of new Manitoba securities legislation Manitoba legislative changes strengthen investor protection June 5, 2018 (Winnipeg, Manitoba)…