ASIC

Retail investors at risk in volatile markets

ASIC analysis of markets during the COVID-19 period has revealed a substantial increase in retail activity across the securities market, as well as greater exposure to risk. We found that some retail investors are engaging…

ASIC consults on remaking class orders on application form requirements

ASIC proposes ban on the sale of binary…

ASIC has released a consultation paper Product intervention: OTC binary options and CFDs (CP 322) on proposals to use its product intervention power to address significant detriment to retail clients resulting from over-the-counter (OTC) binary options and…

Tradesocio

Tradesocio & Saxo Bank Sign a Deal on…

Denmark based multinational investment banking and trading service provider Saxo bank has entered into a partnership with Singapore based financial technology service provider Tradesocio in a mutually beneficial deal. As per the deal signed between…

ASIC consults on remaking class orders on application form requirements

Keynote address at Risk Australia Conference

Good morning everyone. Thank you for the opportunity to speak to you today about emerging threats and harms at Risk Australia Conference. Today, I will be touching on three things: How we identify Threats and…

ASIC

Redefining conduct in FX Markets

Good evening. Thank you for inviting me to speak on FX Markets. Let me begin by acknowledging the Traditional Owners’ ongoing connection to and custodianship of the lands on which we meet today, and pay…