OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
ASIC updates guidance on the Markets Disciplinary Panel’s…
ASIC has updated its regulatory guidance on the operation of the Markets Disciplinary Panel (MDP). The MDP, which acts through a Division of ASIC, is a peer review panel that makes decisions about whether infringement…
UBS Securities Pays $120,000 Infringement Notice
UBS Securities Australia Limited (‘UBS’) has paid a penalty totalling $120,000 to comply with an infringement notice given by the Markets Disciplinary Panel (‘the MDP’). The MDP had reasonable grounds to believe that UBS contravened Rule 3.3.1(b)…