OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
OTC derivatives issuer AxiCorp Financial Services Pty Ltd…
On 2 January 2020, ASIC suspended the Australian financial services (AFS) licence of over-the-counter OTC derivatives issuer AxiCorp Financial Services Pty Ltd (AFS licence 318 232) (AxiCorp) for four months. On the same day, AxiCorp…
ASIC cancels AFS licence of Australian Cricket Bat…
ASIC has cancelled the Australian financial services ( AFS licence ) of Melbourne-based responsible entity Australian Cricket Bat Willow Plantation Management Services Limited (ACB). ACB is the responsible entity for the Australian Cricket Bat Willow…
ASIC Suspends AFS Licence of Global Merces Funds…
ASIC has suspended the Australian financial services (AFS) licence of Global Merces Funds Management Ltd (Global Merces) for a period of six months, effective from 21 January 2020 to 20 July 2020. Global Merces is…
ASIC Cancels AFS Licence of Australian Mutual Holdings…
ASIC has cancelled the Australian financial services licence (AFS licence) of Sydney-based financial services provider Australian Mutual Holdings Limited (Australian Mutual). Australian Mutual was a responsible entity who operated a number of managed investment schemes.…
ASIC Bans One More Jade Capital Partners Director
ASIC has banned Matthew McCrow, a director of Jade Capital Partners (Jade Capital), from providing financial services for a period of five years, effective from 15 January 2019. Jade Capital, a Sydney-based provider of managed…
ASIC Cancels AFS Licence of Jade Capital Partners…
ASIC has cancelled the Australian financial services (AFS) licence of Sydney-based Jade Capital Partners Pty Ltd (Jade Capital), which provided managed discretionary account (MDA) services, and banned one of its directors, James Clinnick, from providing…
ASIC Imposes Additional Licence Conditions on HNW Planning
ASIC has imposed additional conditions on the Australian financial services (AFS) licence of HNW Planning Pty Ltd (HNW). This follows a surveillance by ASIC, which found that HNW was not adequately monitoring and supervising its…
Halifax Investment Services Licence Suspended
ASIC has suspended the Australian financial services (AFS) licence held by Halifax Investment Services Pty Ltd (Halifax) until 10 January 2020. Halifax was a financial services licensee headquartered in Sydney with a partially-owned subsidiary in…