Latest Regulatory Announcements
STOXX AI Global Artificial Intelligence ADTV5 Index Licensed to Amundi
STOXX Ltd., the operator of Deutsche Boerse Group’s index business and a global provider of innovative and tradable index concepts, has licensed the STOXX® AI Global Artificial Intelligence ADTV5 Index to Amundi as an underlying for an ETF.
SGX Named Exchange of the Year for Derivatives at FOW’s Asia Capital Markets Awards
Singapore Exchange (SGX) has been named “Exchange of the Year – Derivatives” at FOW’s Asia Capital Markets Awards in recognition of its innovation in portfolio risk management
ASIC Acts Against Misleading Initial Coin Offerings and Crypto-Asset Funds Targeted at Retail Investors
ASIC has taken action to stop several proposed initial coin offerings or token-generation events (together, ICOs), targeting retail investors
SGX Proposes New “Trade at Close” Session for Securities Market
Singapore Exchange (SGX) is seeking public feedback on the proposed introduction of a new trading session for the securities market, the “ trade at close ” (TAC), which will take place after the closing auction routine ends.
CME Group Named ‘International Exchange of the Year for Asia’ by Global Investor Group for the Sixth Time in Seven Years
CME Group, the world’s leading and most diverse derivatives marketplace, announced the company was named ‘International Exchange of the Year for Asia’ by Global Investor Group at the FOW and Global Investor Asia Capital Markets Awards 2018.
SFC Announces Green Finance Strategic Framework
The Securities and Futures Commission (SFC) today announced its strategic framework to contribute to the development of green finance in Hong Kong
Boiler Rooms: the FSMA Warns the Public Against Unauthorized Activities
The Financial Services and Markets Authority (FSMA) warns the public against several companies engaging in unauthorized activities on the Belgian market.
LSEG and National Stock Exchange of India Sign MOU
LSEG and NSE sign MoU to work towards a dual listing route for Masala bonds
New Milestones in Financial Cooperation Between Singapore and China
Singapore and China today achieved new milestones in financial cooperation as both sides discussed ways to deepen existing collaboration and expand cooperation into new areas.
Financial Position and Risks of Supervised Entities as at 30 June 2018: Finnish Financial Sector Stable − but Contingencies Must Be Made for Abrupt Corrections
According to end-June information released today by the Financial Supervisory Authority (FIN-FSA), the Finnish financial sector’s capital position is strong,
Poloniex to Delist Eight Assets on September 25
As part of the Poloniex team’s continuous effort to improve the performance of the exchange and to better serve our customers, we are announcing that on September 25th at 12:00 ET we will be delisting eight assets: BTCD, BTM (Bitmark), EMC2, GRC, NEOS, POT, VRC, XBC.
Bureau Of Consumer Financial Protection To Open Southeast Regional Office In Atlanta
The Bureau of Consumer Financial Protection (Bureau) today announced it will be relocating its southeast regional office from Washington, D.C. to Atlanta, Georgia.
World’s First Cross-Border, Open-Architecture Platform to Improve Financial Inclusion
The ASEAN Financial Innovation Network (AFIN) today announced the launch of API Exchange (APIX), an online Global FinTech Marketplace and Sandbox platform for financial institutions (FIs).
Turquoise Makes Euronext Growth Securities Available for Trading
Turquoise, a leading pan-European MTF, announces that Euronext Growth stocks are available to trade on its platforms from today.
Singapore Introduces World’s First Unified Payment QR Code – SGQR
The Singapore Quick Response Code (SGQR) was officially launched by Mr Ong Ye Kung, Minister for Education and MAS Board Member
Minutes of the Monetary Policy Meeting held on 5 September 2018
Executive Board of the Riksbank decided to hold the repo rate unchanged at −0.50 per cent
Michael Nascimento Sentenced to 11 Years’ Imprisonment in FCA Prosecution of £2.8m Investment Fraud
Michael Nascimento was today sentenced to 11 years’ imprisonment for his role in a share fraud carried out through a series of boiler room companies which led to the loss of more than £2.8 million of investors’ money
ASIC Permanently Bans Unlicensed Financial Adviser
Unlicensed financial adviser, Mr Senen Pousa, has been permanently banned from providing financial services or engaging in credit activity.
ASIC Bans Two Former Macquarie Advisers for 10 Years
ASIC has banned Mark Alexander Landau of Balmain, New South Wales and Marcus Roderick Campbell of South Brighton, South Australia from providing financial services for 10 years
SFC Reprimands and Fines Huatai Financial Holdings (Hong Kong) Limited $800,000 Over Naked Short Selling
SFC has reprimanded and fined Huatai Financial Holdings (Hong Kong) Limited (Huatai Financial) $800,000 for failures relating to the short selling of Great Wall Motor Company Limited
