Doo Financial HK Limited also holds the HK SFC’s Type 4 (Advising on Securities) and Type 9 (Asset Management) licenses, further broadening its service portfolio to include securities trading, investment advice, and asset management under rigorous regulatory standards.
Doo Group’s subsidiary, Doo Financial HK Limited, has been granted the Type 1 (Dealing in Securities) License by the Hong Kong Securities and Futures Commission (HK SFC).
The HK SFC is an autonomous statutory authority tasked with supervising the securities and futures markets in Hong Kong, aiming to uphold market integrity and protect investors.
Doo has a license to execute…securities transactions
To offer securities trading services in Hong Kong, companies must secure a Type 1 license from the HK SFC, which demands a comprehensive review of the applicant’s business model, financial health, corporate governance, staff qualifications, and performance.
Having met these stringent requirements, Doo Financial HK Limited has been awarded the Type 1 license, which enables the company to execute securities transactions, distribute securities like unit trusts and mutual funds, and participate in joint book-running, placing, and underwriting.
The Hong Kong market is crucial for Doo Group’s strategic expansion, and acquiring this license allows the company to offer a wider range of financial services, thus opening up new investment opportunities for investors.
Doo Financial HK Limited also holds the HK SFC’s Type 4 (Advising on Securities) and Type 9 (Asset Management) licenses, further broadening its service portfolio to include securities trading, investment advice, and asset management under rigorous regulatory standards.
