“Hope is an established leader with strong expertise in securities regulation, corporate governance, and regulatory affairs, making her the perfect person to lead our legal and regulatory function as we execute on our go-forward strategy.”
Broadridge has announced the appointment of Hope Jarkowski as Chief Legal Officer.
Succeeding Keir Gumbs, the new CLO will oversee Broadridge’s legal, compliance, regulatory, and government affairs, serve as the primary legal advisor to senior management and the Board of Directors, and help lead Broadridge’s internal policy efforts.
Hope Jarkowski will also serve on the Broadridge Foundation Board, Risk Committee, and Environmental, Social, and Governance (ESG) Committee.
Tim Gokey, Chief Executive Officer of Broadridge, said: “Hope is an established leader with strong expertise in securities regulation, corporate governance, and regulatory affairs, making her the perfect person to lead our legal and regulatory function as we execute on our go-forward strategy. As we take advantage of key trends shaping our industry and financial markets more broadly, Hope’s counsel, experience, and leadership will bring meaningful impact to Broadridge and our industry.”
Hope Jarkowski joins Broadridge from NYSE
Hope Jarkowski joins Broadridge from the New York Stock Exchange (NYSE), where she most recently served as General Counsel. In that role, which lasted over two years, she provided legal counsel and regulatory strategy across the NYSE’s business segments.
She joined NYSE as Head of Equities in January 2021, when the meme stock craze took the world by storm. Her responsibilities included strategy, product development, and relationship management across NYSE’s businesses. Previously she served as co-head of Regulatory Affairs for NYSE’s parent, Intercontinental Exchange, Inc. (NYSE: ICE).
Earlier, she held positions with the U.S. Securities and Exchange Commission as senior counsel to Commissioner Troy Paredes and as senior securities counsel to the U.S. Senate Banking Committee. Prior to her government service, she practiced securities law at both a Fortune 100 law firm and FINRA.
