OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
ASIC Further Suspends the AFS Licence of BBY…
ASIC has extended the suspension of the Australian financial services (AFS) licence held by BBY Limited until 30 June 2021, effective 27 May 2020. The terms of the suspension allow the BBY AFS licence to…
ASIC Cancels Two AFS Licences
ASIC has cancelled the Australian financial services (AFS) licence of Western Australia-based financial services provider, Personal Risk Management Pty Ltd (Personal Risk Management) and Melbourne-based financial services provider and responsible entity Australian Golden Securities Ltd…
ASIC Takes Action on Two AFS licensees
ASIC Takes Action on Two AFS licensees; cancels AFS licence of Squareknot Pty Ltd and suspends AFS licence of Forex Plus Australia. ASIC cancels AFS licence of Squareknot Pty Ltd ASIC has cancelled the Australian…
ASIC to provide additional time for unlisted entity…
ASIC today announced that it will extend the deadline for unlisted entities to lodge financial reports under Chapters 2M and 7 of the Corporations Act 2001 (the Act) by one month for balance dates from…
ASIC Cancels AFS Licence of Financial Options and…
ASIC has permanently banned Queensland-based financial adviser Mr William John Henry Houwing (known as Jack Houwing) from providing financial services and cancelled the Australian Financial Services (AFS) licence of Financial Options Pty Ltd (Financial Options).…
ASIC Suspends AFS Licences of Theta Asset Management…
ASIC has suspended the Australian financial services (AFS) licences of Sydney-based financial services providers Theta Asset Management Ltd and Valuestream Investment Management Ltd until 21 July 2020. The licences were suspended because the two entities…
ASIC bans Perth SMSF adviser
ASIC has banned Perth-based adviser Wayne Blazejczyk from providing financial services for five years for failure to meet best interests obligations when providing advice on self-managed super funds (SMSFs). This follows an ASIC surveillance of…
ASIC Suspends the AFS Licence of Australian Golden…
ASIC has suspended the Australian financial services (AFS) licence of Melbourne-based financial services provider Australian Golden Securities Ltd (formerly, AFS Capital Securities Ltd) until 21 May 2020. The licence has been suspended because ASIC is…