UBS Archives - The Industry Spread

Adam Inzirillo to Head CBOE’s Equity Trading Division

June 22, 2019

US-based exchange operator CBOE global markets Inc., made an announcement last Thursday stating that it has added a new member to its equity trading division. The Chicago based exchange operator had stated that it has appointed Adam Inzirillo to its equity department as new Senior Vice President and Head of US Equities.

JP Morgan Appoints David Xu as Head of Chinese Equities

June 5, 2019

As per recent update found in Reuters website, JP Morgan has appointed David Xu as the Head and Managing Director of its Chinese equities business division. As per the update, David Xu will be placed in the firm’s Shanghai office and will report to Ryan Holsheimer – current head of cash equity sales and trading for Asia-Pacific region at JP Morgan.

UBS Securities Pays $120,000 Infringement Notice

November 25, 2018

UBS Securities Australia Limited (‘UBS’) has paid a penalty totalling $120,000 to comply with an infringement notice given by the Markets Disciplinary Panel (‘the MDP’).