reuters

JP Morgan Appoints David Xu as Head of…

As per recent update found in Reuters website, JP Morgan has appointed David Xu as the Head and Managing Director of its Chinese equities business division. As per the update, David Xu will be placed…

ASIC

UBS Securities Pays $120,000 Infringement Notice

UBS Securities Australia Limited (‘UBS’) has paid a penalty totalling $120,000 to comply with an infringement notice given by the Markets Disciplinary Panel (‘the MDP’). The MDP had reasonable grounds to believe that UBS contravened Rule 3.3.1(b)…