June 22, 2019
US-based exchange operator CBOE global markets Inc., made an announcement last Thursday stating that it has added a new member to its equity trading division. The Chicago based exchange operator had stated that it has appointed Adam Inzirillo to its equity department as new Senior Vice President and Head of US Equities.
June 18, 2019
MAS has issued 3-yr PO’s against Mr Paris Michele for dishonest conduct for forging documents and falsified company emails during his term with UBS.
June 14, 2019
Mitsubishi UFJ financial group has hired industry veteran, Chris De Sibert to head their business operations for EMEA regions from their London office.
June 5, 2019
As per recent update found in Reuters website, JP Morgan has appointed David Xu as the Head and Managing Director of its Chinese equities business division. As per the update, David Xu will be placed in the firm’s Shanghai office and will report to Ryan Holsheimer – current head of cash equity sales and trading for Asia-Pacific region at JP Morgan.
March 15, 2019
Investment Bank, UBS has reported full-year financial report for the year 2018, registering a marginal increase in operating profits. Taking a look at the numbers, the Swiss banking major has reported a net operating income of $30.2 billion, which is around 2 per cent higher compared to previous year, which was at $29.6 billion.
November 25, 2018
UBS Securities Australia Limited (‘UBS’) has paid a penalty totalling $120,000 to comply with an infringement notice given by the Markets Disciplinary Panel (‘the MDP’).
August 30, 2018
The Swiss-banking giant, UBS has announced the sale of its Robo-advisory business platform, SmartWealth platform to a California-based Robo-advisor SigFig. The sale was initiated due to the result of intense competition …
August 17, 2018
The Swiss-based multinational investment banking company UBS has secured Ronald Jansen as Managing Director as Head of Data & Analytics for Corporate Client Solutions this month. In his new role at …
January 30, 2018
The Commodities Futures Trading Commission (CFTC) and the US Department of Justice (US DOJ)made a major anti-spoofing sweep against three European banks and six traders they employed. The CFTC made …