OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
B.C. Residents and Nevada-based Company Breached Cease Trade…
Vancouver – A British Columbia Securities Commission (BCSC) panel has found that three B.C. residents and a Nevada-based green energy company breached a cease trade order of the BCSC and failed to tell investors about the existence of…
BCSC Panel Extends Temporary Orders
Vancouver – A British Columbia Securities Commission (BCSC) panel has extended temporary orders that were previously imposed on several individuals, companies and issuers in November 2018. Temporary orders were extended for the following individuals and companies, prohibiting them…
BCSC Panel Finds that Three B.C. Men and…
Vancouver – A British Columbia Securities Commission (BCSC) panel has found that three B.C. men and two mortgage investment companies committed fraud against investors by dishonestly spending their investment funds. Donald Bruce Edward Wilson, David Scott…
BCSC Takes on Direct Oversight of Canadian Securities…
Vancouver – The British Columbia Securities Commission (BCSC) will join the Ontario Securities Commission in overseeing the Canadian Securities Exchange (CSE), bringing the BCSC’s venture market focus to regulation of an exchange dominated by B.C.-based, early-stage companies. The CSE has grown in the past few years, driven largely by cannabis listings, and now has…
SEC’s Office of the Advocate for Small Business…
Washington D.C., April 30, 2019 — The Securities and Exchange Commission today announced that its Office of the Advocate for Small Business Capital Formation will host a roundtable on May 6 to hear from small businesses…
BCSC Reaches Settlement Over Illegal Trading
Vancouver – The British Columbia Securities Commission (BCSC) has reached a settlement over illegal trading agreement with a B.C. man who helped an issuer raise funds without being registered. Lyle Charles Hogaboam raised a total of $585,000 from…
Fraser Valley Man Commits Fraud
Vancouver – A British Columbia Securities Commission (BCSC) panel has found that a B.C. man who has never been registered under the Securities Act, commits fraud when he raised at least $452,000 from investors. The BCSC panel found…