investment opportunities Archives - The Industry Spread

Fraser Valley Man Penalized for Committing Fraud

June 16, 2019

A panel of the British Columbia Securities Commission (BCSC) has imposed a $350,000 administrative penalty on Fraser Valley Man William Wade Furman who deceived investors about his status as a registrant, his prior history of success in trading in securities and his use of investor funds.

B.C. Residents and Nevada-based Company Breached Cease Trade Order and Made Misrepresentations

June 10, 2019

A British Columbia Securities Commission (BCSC) panel has found that three B.C. residents and a Nevada-based green energy company breached a cease trade order of the BCSC and failed to tell investors about the existence of the order. 

ecoTECH (now known as Dong Fang Hui Le Inc.) and three of its top executives, Chief Executive Officer Colin V. Hall, Chief Financial Officer Rolf Eugster and Director Anne Sanders, sold $55,100 worth of securities in 2013 to 16 investors despite a cease trade order issued by the BCSC in 2012. In addition, they failed to tell investors about the order.

BCSC Panel Extends Temporary Orders

June 5, 2019

A British Columbia Securities Commission (BCSC) panel has extended temporary orders that were previously imposed on several individuals, companies and issuers in November 2018.

BCSC Takes on Direct Oversight of Canadian Securities Exchange

May 5, 2019

The British Columbia Securities Commission (BCSC) will join the Ontario Securities Commission in overseeing the Canadian Securities Exchange (CSE), bringing the BCSC’s venture market focus to regulation of an exchange dominated by B.C.-based, early-stage companies.

BCSC Reaches Settlement Over Illegal Trading

April 29, 2019

The British Columbia Securities Commission (BCSC) has reached a settlement over illegal trading agreement with a B.C. man who helped an issuer raise funds without being registered.

Fraser Valley Man Commits Fraud

April 5, 2019

A British Columbia Securities Commission (BCSC) panel has found that a B.C. man who has never been registered under the Securities Act, commits fraud when he raised at least $452,000 from investors.