FCA

FCA Confirms Greater Access for SMEs to the…

The Financial Conduct Authority (FCA) has today confirmed plans to extend access to the Financial Ombudsman Service (‘the ombudsman service’) to more small and medium-sized enterprises (SMEs). The changes will mean that SMEs with an…

ASIC

ASIC releases guidance for its oversight of the…

Ahead of the commencement of the Australian Financial Complaints Authority (AFCA) on 1 November 2018, ASIC has released new Regulatory Guide 267 Oversight of the Australian Financial Complaints Authority (RG 267). ASIC is releasing new guidance in…