US Securities and Exchange Commission - VALIC

SEC Awards Over $260,000 to Whistleblowers for Their…

Washington D.C., Nov. 15, 2019 — The Securities and Exchange Commission today announced an award to three individuals who jointly submitted a tip alerting the agency to a well-concealed Securities fraud targeting retail investors.  The…

CFTC

CFTC Announces $2 Million Award to Joint Whistleblowers

Washington, DC — The Commodity Futures Trading Commission (CFTC) announced today an award of approximately $2 million to two model joint whistleblowers who provided the agency with significant information that prompted the CFTC to open…

US Securities and Exchange Commission - VALIC

SEC Awards $3 Million to Joint Whistleblowers

Washington D.C., June 3, 2019 — The Securities and Exchange Commission today announced an award of $3 million to whistleblowers whose tip launched the SEC's investigation and subsequent successful enforcement action involving an alleged securities…

US Securities and Exchange Commission - VALIC

SEC Awards $50 Million to Two Whistleblowers

The Securities and Exchange Commission today announced awards totaling $50 million to two whistleblowers whose high-quality information assisted the agency in bringing a successful enforcement action.  One whistleblower received an award of $37 million and…

ASIC

ASIC Welcomes New Whistleblowing Laws

ASIC has welcomed the passing of theTreasury Laws Amendment (Enhancing Whistleblower Protections) Bill 2018, approved by Parliament late on 19 February 2019. The reforms significantly improve the protections available for whistleblowers who report company misconduct. The…

CFTC Enforcements Up

[caption id="attachment_221725" align="alignleft" width="156"] Chris Giancarlo, CFTC Chair[/caption] The Commodities Futures Trading Commission (CFTC) announced an increase in enforcement actions. “During the last Fiscal Year, the CFTC filed 83 enforcement actions.  That’s among the highest number…

US Securities and Exchange Commission - VALIC

SEC Awards More Than $54 Million to Two…

Washington D.C., Sept. 6, 2018 — The Securities and Exchange Commission is awarding $39 million to one whistleblower and $15 million to another whose critical information and continued assistance helped the agency bring an important…