Wells Fargo -New York

Wells Fargo Backs Crypto Risk Management Firm in…

Wells Fargo Strategic Capital, the bank's 'specialized capital provider', has invested in Elliptic, the leading provider of crypto risk management solutions who has recently identified $400 million of illicit activity in XRP transactions. Wells Fargo…

CFTC

CFTC Orders Wells Fargo to Pay Over $14…

Washington, DC — The U.S. Commodity Futures Trading Commission today issued an order filing and settling charges against Wells Fargo Bank, N.A. for violating multiple swap dealer business conduct standards. Specifically, Wells Fargo failed to deal…

US Securities and Exchange Commission - VALIC

Wells Fargo Advisors Settles SEC Charges for Improper…

Misconduct Imposed Substantial Costs on Retail Customers Washington D.C., June 25, 2018 — The Securities and Exchange Commission today announced that Wells Fargo Advisors LLC agreed to settle charges of misconduct in the sale of financial…