US Securities and Exchange Commission - VALIC

Wedbush to Pay More Than $8.1 Million for…

Washington D.C., June 18, 2019 — The Securities and Exchange Commission today announced that Wedbush Securities Inc. will pay more than $8.1 million to settle charges for improper handling of "pre-released" American Depositary Receipts (ADRs).…

CFTC

In CFTC Action, Court Orders Precious Metals Trader…

Washington, DC — The Commodity Futures Trading Commission (CFTC) announced today that Judge Vanessa Bryant of the U.S. District Court for the District of Connecticut issued a Final Judgment and Consent Order on February 5, 2019,…