US Securities and Exchange Commission - VALIC

SEC Names Sean Memon as Chief of Staff

Washington D.C., June 26, 2019 — The Securities and Exchange Commission today announced that Sean Memon will become the agency’s Chief of Staff. Mr. Memon has served as the SEC’s Deputy Chief of Staff since…

Chainalysis

LINE’s Crypto Exchange Deploys Chainalysis Compliance Solution

Chainalysis KYT is currently live on 110 cryptocurrency businesses and financial institutions in 35 countries.  Leading blockchain analysis company, Chainalysis, has rolled out its cryptocurrency compliance solution for  LINE's digital asset exchange, Bitbox. LINE regards compliance as a priority…

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MSCI Appoints Interim Chief Financial Officer

MSCI Inc. (NYSE: MSCI) (the “Company”), a leading provider of indexes and portfolio construction and risk management tools and services for global investors, announced today that Andrew C. Wiechmann, who has been serving as the…

MAS Speech Regulatory Framework

Joint Media Release between MAS and European Commission

Vice President of the European Commission for Financial Stability, Financial Services and Capital Markets Union, Valdis Dombrovskis, and the Deputy Prime Minister of Singapore and Chairman of the Monetary Authority of Singapore, Tharman Shanmugaratnam: A common approach…

Deutsche Boers Featured

Eurex Clears First Swap Transaction for U.S. End…

Eurex Clearing, one of the world’s leading central counterparties (CCP), has cleared its first swap transaction for end clients domiciled in the U.S. Citi is the first futures commission merchant (FCM) offering client swap clearing…

CFTC

CFTC Staff Acts to Expand U.S. Customer Options…

Washington, DC — The U.S. Commodity Futures Trading Commission’s (CFTC) staff today issued permission to Eurex Clearing AG (Eurex) to begin clearing swap transactions on behalf of customers of futures commission merchants (FCMs), providing U.S. customers…

ASIC

ASIC Reviews Allocations Practices in Equity Raising Transactions

ASIC's review of allocations in equity raising transactions underscores the potential impact of conflicts of interests in allocation decisions. ASIC highlights areas of improvement for both financial services licensees (licensees) and issuers when raising equity…