OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
SEC Staff Encourages Continued Engagement on Impact of…
Washington D.C., Dec. 21, 2018 — Earlier this year, significant new rules relating to research became effective in the European Union (EU). In an effort to assist market participants regarding their U.S.-regulated activities as they engage…
SEC Publishes Two Reports on Credit Rating Agencies…
Washington D.C., Dec. 18, 2018 — Credit rating agencies registered with the SEC continue to promote compliance by enhancing their policies, procedures, and internal controls in response to Commission rules and staff examinations. SEC staff reports released today…
SEC Launches New Strategic Hub for Innovation and…
Washington D.C., Oct. 18, 2018 — The U.S. Securities and Exchange Commission today announced the launch of the agency's Strategic Hub for Innovation and Financial Technology (FinHub). The FinHub will serve as a resource for public…