US Securities and Exchange Commission - VALIC

SEC, NASAA, and FINRA Issue Senior Safe Act…

Washington D.C., May 23, 2019 — In recognition of the one-year anniversary of the passage of The Senior Safe Act, the Securities and Exchange Commission, the North American Securities Administrators Association (NASAA), and the Financial…

LSEG

LCH Group Selects UnaVista for Its SFTR-compliant Trade…

UnaVista customers clearing through LCH’s RepoClear will be offered assisted reporting for SFTR RepoClear is Europe’s leading clearer of repos, €197tn cleared in 2018 across 13 government bond markets UnaVista is one of Europe’s largest…

CFTC

CFTC Provides Further Brexit-Related Market Certainty

The Commodity Futures Trading Commission (CFTC) passed by unanimous vote at today's open Commission meeting a provision to provide greater market certainty to the global marketplace in the event of a "no-deal Brexit" precipitated by…

DTCC

SEB Selects DTCC’s Global Trade Repository in Support…

New York/London/Hong Kong/Singapore/Sydney, March 18, 2019 ‒ The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today announced that Skandinaviska Enskilda Banken AB (SEB) has selected its…

CFTC

Foreign Trading Platform and Its CEO to Pay…

The Commodity Futures Trading Commission (CFTC) announced today that a federal court entered a Consent Order (Order) resolving a CFTC action against 1pool Ltd., located in the Marshall Islands, and its chief executive officer and…