US Securities and Exchange Commission - VALIC

SEC Staff Encourages Continued Engagement on Impact of…

Washington D.C., Dec. 21, 2018 — Earlier this year, significant new rules relating to research became effective in the European Union (EU).  In an effort to assist market participants regarding their U.S.-regulated activities as they engage…

US Securities and Exchange Commission - VALIC

SEC Files Charges in Municipal Bond “Flipping” and…

Washington D.C., Aug. 14, 2018 — The Securities and Exchange Commission today charged two firms and 18 individuals in a scheme to improperly divert new issue municipal bonds to broker-dealers at the expense of retail investors.  According…

FCA

Information for Customers of Premier FX Limited

On 13 August 2018, on the application of the Financial Conduct Authority (FCA), the High Court appointed administrators in respect of Premier FX Limited (Premier). Premier is authorised by the FCA under the Payment Services…

CME Group to Add New S&P Communication Services…

CHICAGO, Aug. 9, 2018 /PRNewswire/ -- CME Group, the world's leading and most diverse derivatives marketplace, will expand its suite of E-mini S&P Communication Services Select Sector futures with the addition of a new Communication Services Select Sector…