Public Enforcement Manual Archives - The Industry Spread

CFTC’s Division of Enforcement Issues First Public Enforcement Manual

May 11, 2019

The Commodity Futures Trading Commission’s (CFTC) Division of Enforcement (DOE) published its Enforcement Manual (Manual) today. This is the first issuance of a public Manual by DOE. The Manual provides an overview of the CFTC and DOE, and it establishes certain general policies and procedures that guide the work of DOE staff in detecting, investigating, and prosecuting violations of the Commodity Exchange Act (CEA) and the CFTC Regulations.  

Newsletter

Register now to receive the latest news and information for global trading industry.