US Securities and Exchange Commission - VALIC

SEC Files Charges in Ponzi Scheme Targeting Hispanic…

Washington D.C., Dec. 19, 2019 — The Securities and Exchange Commission today announced charges against Edward Espinal, of Wayne, New Jersey, and his company, Cash Flow Partners LLC, in connection with an alleged $5 million…

US Securities and Exchange Commission - VALIC

SEC Halts Ponzi scheme Targeting Seniors and Small…

Washington D.C., Nov. 19, 2019 — The Securities and Exchange Commission today announced that it has filed an emergency action and obtained a temporary restraining order and asset freeze against two individuals and two companies…

US Securities and Exchange Commission - VALIC

SEC Seeks Emergency Relief to Halt Ponzi Scheme…

Washington D.C., June 3, 2019 — The Securities and Exchange Commission today announced an emergency action charging a recent college graduate with orchestrating a Ponzi scheme that targeted college students and young investors. The SEC…

CFTC

Federal Court Orders Forex Fraudster and His Companies…

The Commodity Futures Trading Commission (CFTC) today announced that the U.S. District Court for the Central District of California, Western Division, entered an order which granted the CFTC’s motion for default judgment (Order) and a…

CFTC

Federal Court Orders Purported Metals Dealer and His…

The Commodity Futures Trading Commission (CFTC) announced today that a Florida federal court ordered Carlos Javier Ramirez (Ramirez) and his companies, Royal Leisure International, Inc. (RLI) and Gold Chasers, Inc. (GCI), to pay restitution and…

British Columbia Securities Commission

BCSC Imposes Reciprocal Orders on Two B.C. Men

A panel of the British Columbia Securities Commission has reciprocated enforcement orders against two men who pleaded guilty to investment fraud in two separate criminal cases – one in British Columbia, the other in the…