OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
KPMG Paying $50 Million Penalty for Illicit Use…
Washington D.C., June 17, 2019 — The Securities and Exchange Commission today charged KPMG LLP with altering past audit work after receiving stolen information about inspections of the firm that would be conducted by the…
Giles Cohen Named Acting Chief Counsel, Office of…
The Securities and Exchange Commission today announced that Giles Cohen has been named Acting Chief Counsel, Office of the Chief Accountant (OCA). Mr. Cohen joined the SEC in 2005 as senior counsel in the Division…
Upcoming Elections for FINRA Committee
[caption id="attachment_317840" align="alignleft" width="127"] Chip Jones, FINRA’s Senior Vice President[/caption] FINRA, the Financial Industry Regulatory Authority, will soon have an election for two members of the Small Member Firm Committee. Chip Jones is FINRA’s Senior…