OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
FMA Files Civil Proceedings Over Trading in Oceania…
The Financial Markets Authority (FMA) has issued civil proceedings in the High Court against four individuals in relation to trading in Oceania Natural Limited (ONL). The proceedings relate to alleged breaches of market manipulation prohibitions…
Market Volatility Drives FINRA’s Volume to New Record…
Daily Market Activity Soars 87 Percent to New Record 28 of the 30 Most-Active Dates in History Occur in 4Q 2018 New High of 135 Billion Records/Day Almost Quadruples 2017’s Daily Average Before 2018, All-Time…
SEC Enforcement Division Issues Report on FY 2018…
Washington D.C., Nov. 2, 2018 — The Securities and Exchange Commission’s Enforcement Division today issued the annual report of its ongoing efforts to protect investors and market integrity. The report also highlights several significant actions and initiatives…
Market cleanliness summer scholarship study published
24 May 2018 The Financial Markets Authority (FMA) and NZX Regulation (NZXR) today published a study carried out by Victoria University student Anna Hensen, ‘New Zealand Equity Market Cleanliness for the years 2010-2016’. The research…
South Australian day trader sentenced for market manipulation
Stefan Mark Boitcheff of South Australia, has been convicted and sentenced after pleading guilty to two market manipulation-related charges in the District Court of South Australia. Mr Boitcheff was last week sentenced to one year…
CFTC’s Head of Enforcement Talks Precious Metals Investigations
If you are watching cable news, you might be tempted to trade in the precious metals market. Companies like Monex, Lear Capital, and Rosland Capital have become consistent advertisers on Fox News, CNN and other…
Japan Exchange Regulation Introduces AI in its Surveillance…
Japan Exchange Regulation (JPX-R) and Tokyo Stock Exchange, Inc. (TSE) has announced the use of Artificial Intelligence (AI) in market surveillance operations to detect misconduct and market manipulation. The AI system has been integrated to the…
Chicago Lawyer Faces Questions in 3 Red Investigation
Rachel Cannon is currently a partner with the Chicago law firm Dentons; her previous experience included time in the US Attorney’s Office in Chicago where according to her Denton’s profile, she: “served as an assistant…