OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
Ahmed Abonamah Named Deputy Director of the Office…
Washington D.C., June 3, 2019 — The Securities and Exchange Commission today announced that Ahmed Abonamah has been named Deputy Director of the agency’s Office of Municipal Securities (OMS). Mr. Abonamah will oversee many of…
Jeffrey S. Mooney Named Associate Director in the…
Washington D.C., Dec. 14, 2018 — The Securities and Exchange Commission today announced that Jeffrey S. Mooney has been named Associate Director of the Office of Clearance and Settlement in the agency’s Division of Trading and…
SEC to Focus on Empowering Main Street Investors…
Joint Investor Bulletin Issued on Understanding Digital Assets and Online Investing Washington D.C., Oct. 1, 2018 — The Securities and Exchange Commission today announced that empowering Main Street investors will be the SEC’s focus during…
Daniel Gregus Named National Associate Director of Clearance…
[caption id="attachment_312722" align="alignleft" width="200"] Daniel Gregus[/caption] Washington D.C., July 25, 2018 — The Securities and Exchange Commission today announced that Daniel Gregus has been named National Associate Director of the Clearance and Settlement examination program…
Market Integrity Task Force Formed
Four US agencies announced a new market integrity task force. The four agencies are: the US Department of Justice (USDOJ), the Securities and Exchange Commission (SEC), the Consumer Financial Protection Bureau (CFPB), and the Federal…
Observations on Culture at Financial Institutions and the…
[caption id="attachment_91111" align="alignleft" width="225"] Jay Clayton, SEC Chairman[/caption] Speech: Chairman Jay Clayton New York, NY June 18, 2018 Thank you Bill [Dudley] for that kind introduction and for inviting me to speak today.[1] I’m planning to…
SEC Names Sarah Ten Siethoff Associate Director in…
[caption id="attachment_309787" align="alignleft" width="165"] Sarah G. ten Siethoff[/caption] Washington D.C., June 8, 2018 — The Securities and Exchange Commission today announced that Sarah G. ten Siethoff has been named the Associate Director for the Division of…