Jay Clayton Archives - The Industry Spread

Institutions Dominate Proxy Process

April 5, 2019

The proxy process for publicly traded companies has been taken over by institutional investors at the detriment of retail traders and investors.

SEC Names Jeffrey Dinwoodie Senior Counsel and Policy Advisor for Market and Activities-Based Risk

March 30, 2019

The Securities and Exchange Commission today announced that Jeffrey T. Dinwoodie has been appointed Senior Counsel and Policy Advisor for Market and Activities-Based Risk.  Chairman Jay Clayton has created this senior officer position to manage and coordinate the agency’s efforts to identify, monitor and respond to market risks—including activities-based risks—affecting the U.S. capital markets. 

SEC Meets Music City Entrepreneurs

September 12, 2018

recently the city has been earning a reputation as home to a booming economy, garnering the attention of entrepreneurs everywhere.