OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
Former Investment Analyst Pleads Guilty to Insider Trading…
Mr Michael Ming Jinn Ho, 32, of Lilyfield, New South Wales, today appeared in the Downing Centre Local Court and has pleaded guilty to insider trading and communicating inside information. Mr Ho has pleaded guilty…
SEC Wins Jury Trial Against Massachusetts Man Charged…
Washington D.C., Feb. 4, 2020 —Yesterday evening, jurors in Boston federal court returned a verdict finding that Lexington, Massachusetts restauranteur Charlie Chen engaged in illegal insider trading in advance of five earnings announcements of Lexington-based…
BCSC settles insider trading case involving former oil…
Vancouver – The British Columbia Securities Commission (BCSC) has reached a settlement agreement with a Richmond man who admitted to insider trading involving a Vancouver-based oil and gas exploration company. Robert Findlay was a consultant for Simba Energy…
Silicon Valley IT Administrator and Friends Charged in…
Washington D.C., Dec. 17, 2019 — The Securities and Exchange Commission today announced insider trading charges against five friends who repeatedly traded on confidential earnings information about a Silicon Valley cloud-computing company, reaping millions of…
SEC Charges Investment Banking Analyst with Insider Trading
Washington D.C., Aug. 12, 2019 — The Securities and Exchange Commission today charged an analyst at a large international investment banking with insider trading based on confidential information that he learned about Siris Capital Group's…
SEC Wins Jury Trial Against Broker Charged with…
Washington D.C., Aug. 14, 2019 — SEC wins jury trial against broker charged with insider trading. Today, jurors in Atlanta federal court returned a verdict finding New Jersey securities broker Raymond J. Pirrello, Jr. liable…
Erin Schneider Named Director of San Francisco Office
Washington D.C., May 28, 2019 — The Securities and Exchange Commission today announced that Erin Schneider has been named Director of the San Francisco Regional Office. Ms. Schneider joined the SEC staff in 2005 as…
SEC Charges Former SeaWorld Associate General Counsel With…
Washington D.C., April 9, 2019 — The Securities and Exchange Commission today charged a former senior lawyer at SeaWorld Entertainment Inc. with insider trading based on nonpublic information that the company’s revenue would be better…