ICS Archives - The Industry Spread

Insurance Regulation

September 16, 2019

The Board engages on global insurance regulatory and supervisory issues chiefly through its participation in IAIS alongside U.S. Treasury’s Federal Insurance Office, state insurance regulators and NAIC.

Broadridge Launches Securities Lending Assessment Solution for Mutual Funds

April 6, 2019

The solution is currently being used by a number of clients including a tier-one global investment manager. Broadridge Financial Solutions has launched its firm-specific fund-by-fund comparative securities lending assessment solution for mutual fund companies and the boards that oversee their funds.