SFC of Hong Kong reprimands and fines CN…

The Securities and Futures Commission (SFC) of Hong Kong  has reprimanded CN Capital Management Limited (CN Capital) and fined it $1,000,000 for failing to maintain an effective compliance function and satisfactory internal controls concerning employee…

Former HSBC Forex Trader Headed to Prison

The former head of HSBC’s Global Foreign Exchange Cash-Trading will be spending time in the slammer. The US Department of Justice announced that Mark Johnson, a former forex trader for the European bank, has been…