OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
Tradeweb Files for Initial Public Offering With CFTC
The net proceeds from the offering will be used to purchase equity interests from certain existing owners, although Refinitiv will continue to own a controlling interest in the company following the Initial Public Offering. Tradeweb…
SEC Brings Charges in Edgar Hacking Case
The Securities and Exchange Commission today announced charges against nine defendants for participating in a previously disclosed scheme to hack into the SEC’s EDGAR system and extract nonpublic information to use for illegal trading. The…
SEC Halts Alleged Insider Trading Ring Spanning Three…
Washington D.C., Dec. 6, 2018 — The Securities and Exchange Commission has filed insider trading charges against an IT contractor and two others he illegally tipped with confidential client information he stole while working in…
Introductory Remarks – Vice Chairman for Supervision Randal…
[caption id="attachment_310370" align="alignleft" width="300"] Randal K. Quarles[/caption] Good morning. I am sorry that I cannot be with you in person for this third roundtable hosted by the Alternative Reference Rates Committee (ARRC), but I wanted…