OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
IIROC-Regulated Investment Firms Increase Cybersecurity Preparedness
Survey results show improvement in training, incidence response plans and third-party risk assessment. April 2, 2019 (Toronto, ON) – Canadian investment firms have taken concrete steps to put in place appropriate cybersecurity measures to manage…
IIROC and Canadian Securities Administrators consult on internalization…
The Investment Industry Regulatory Organization of Canada (IIROC) and the Canadian Securities Administrators (CSA), today published a consultation paper to seek input on internalization practices on Canadian equity marketplaces and how these activities fit within…