US DOJ

DOJ Has Frontrunning on Its Radar

The US Department of Justice (DOJ) has several tools to prosecute derivatives fraud, and they aren’t only interested in spoofing. The Futures Industry Association (FIA) Law & Compliance Division recently put on its most recent…

Seal_of_the_United_States_Federal_Reserve_System, extensions

Minority Depository Institutions

Thank you, Chairman Meeks, Ranking Member Luetkemeyer, and members of the subcommittee. I appreciate the opportunity to be here today to discuss the Federal Reserve's program to preserve and promote minority depository institutions (MDIs). The…

CFTC

CFTC’s Power To Prosecute Manipulators Examined

Dodd/Frank gave the Commodities Futures Trading Commission (CFTC) more power to pursue fraud and manipulation in commodities, but is that power limitless? That was the question in the latest Futures Industry Association (FIA) webinar entitled…