OANDA, New York based forex trading serving provider recently revealed in an announcement that it has made a new addition to its APAC region senior level leadership team. As per statement released by the firm…
FINRA Forms Office of Financial Innovation, Announces Haimera…
WASHINGTON – FINRA today announced the formation of an Office of Financial Innovation that will serve as a central point of coordination for issues related to significant financial innovations by FINRA member firms, particularly new…
ASIC Cancels AGM Markets Licence for Unconscionable Conduct…
ASIC has cancelled the Australian financial services (AFS) licence of the retail OTC derivative issuer, AGM Markets. An ASIC investigation found AGM’s financial services business involved core elements of unconscionability and unmanaged conflicts of interest…
ASIC’s Perspective on Small Business
Speaking notes for an address by John Price, Commissioner, Australian Securities and Investments Commission at the Institute of Public Accountants National Congress, (Sydney, Australia), 2 November 2018 CHECK AGAINST DELIVERY Introduction Good afternoon, I am very…