Will This Case Limit CFTC’s Manipulation Power

The Commodities Futures Trading Commission’s (CFTC) power to prosecute market manipulation may be determined by a case making its way through federal court. The Futures Industry Association (FIA) held its most recent webinar entitled “CEA…

CFTC has Surprising Spoofing Rules

The Commodities Futures Trading Commission (CFTC) can charge a firm with violating spoofing related statutes even if no spoofing occurred. The Futures Industry Association held its latest webinar entitled: “Spoofing, Surveillance, & Supervision.” Attorneys from…

CFTC

CFTC Orders Commodity Trading Firm and Principal to…

Washington, DC — The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Jonathan Hansen (Hansen) of Dana Point, California, and his Newport Beach, California, based company, Newport Private Capital LLC, (NPC), for…

CFTC

CFTC and State of Utah Charge Salt Lake…

Washington, DC — The Commodity Futures Trading Commission (CFTC) and the Utah Department of Commerce, Division of Securities, through its Attorney General, jointly filed a civil enforcement action in the U.S. District Court for the District of…