sifma

American Capital Markets Dominate

SIFMA, the Securities Industry Financial Markets Association, recently put out a report on American capital markets and this was one of their conclusions. “America’s capital markets are the strongest in the world, funding 65% of…

British Columbia Securities Commission

Fraser Valley Man Penalized for Committing Fraud

Vancouver – A panel of the British Columbia Securities Commission (BCSC) has imposed a $350,000 administrative penalty on Fraser Valley Man William Wade Furman who deceived investors about his status as a registrant, his prior history of…

MAS Speech Regulatory Framework

MAS Imposes Civil Penalty of $336,000 on Mr…

Singapore, 4 June 2019… The Monetary Authority of Singapore (MAS) has imposed a civil penalty of $336,000 on Mr Tham Wai Mun Raphael for insider trading. He had sold shares in Auhua Clean Energy PLC…

British Columbia Securities Commission

BCSC Panel Extends Temporary Orders

Vancouver – A British Columbia Securities Commission (BCSC) panel has extended temporary orders that were previously imposed on several individuals, companies and issuers in November 2018. Temporary orders were extended for the following individuals and companies, prohibiting them…